Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance financial markets.
All three markets have one thing in common – the FCA’s stated objective to enforce a move away from a tick box approach to a more pre-emptive competence and conduct supervision model. Firms must demonstrate a culturally-embedded top-down commitment to a compliance-based culture.
Investment in a system that drives and records this efficiently is both essential to delivery of FCA standards and a demonstration of the firm’s commitment to the process. We have three distinct markets: