Complete peace of mind. A solution to all your requirements under the regime –
Assessment, Recording and Monitoring.
Online assessment and management software delivering 360° appraisals, real-time benchmarking, etc.
Developing, implementing T&C/Conduct processes and controls to meet key demands of FCA
Building competency sets, compliance processes, core business / personal objectives, KPI’s and CPD processes
Building training plans, delivering and monitoring CPD and training needs, flagging problems and shortfalls
Managing all your assessment, T&C and CPD needs for a fixed low annual subscription
Check my latest article in T-C News - What every SMF should be asking their employer ow.ly/3hn2307YfN9
About 4 days ago from Neil Herbert's Twitter via Hootsuite
FCA hands out fines totalling just £6.3m in its first half ow.ly/OOdu307FNHe #FCA
About 2 weeks ago from Neil Herbert's Twitter via Hootsuite
Will Europe go it alone on financial regulation following Brexit? Don’t count on it ow.ly/N65r307gxnZ
Last month from Neil Herbert's Twitter via Hootsuite
End of year report card: Financial regulation ow.ly/3P36307guUG #seniormanagersregime #financialregulation
FCA looks to target behavioural biases behind compliance failures ow.ly/3dSq307guFe #FCA #seniormanagersregime
Follow us on Linkedin
Neil Herbert, Director
Sue Carter, Director
Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance markets.
Wealth Management, Private Banking, Product Providers, IFAs
Investment Banks, Corporate Advisory, Asset Managers, Hedge Funds
HRComply was founded by Neil Herbert and Sue Carter after they worked with a number of Investment Banks needing to deliver T&C/Conduct solutions under FCA supervision.
Read more ›
+44 (0) 844 8794946
Unit 1.02, Wenlock Business Centre,
50-52 Wharf Road, London N1 7EU