Complete peace of mind. A solution to all your requirements under the regime –
Assessment, Recording and Monitoring.
Online assessment and management software delivering 360° appraisals, real-time benchmarking, etc.
Developing, implementing T&C/Conduct processes and controls to meet key demands of FCA
Building competency sets, compliance processes, core business / personal objectives, KPI’s and CPD processes
Building training plans, delivering and monitoring CPD and training needs, flagging problems and shortfalls
Managing all your assessment,
T&C and CPD needs for a fixed low annual subscription
Global regulatory body to launch fresh probe into ETFs ow.ly/1U3i30gZvNu #EFT
About 3 months ago from Neil Herbert's Twitter via Hootsuite
State of relations: financial institutions and regulators ow.ly/KMtu309oJ9G #financialregulation #insiderdealing
Last year from Neil Herbert's Twitter via Hootsuite
Insider dealing claim false, Börse chief says ow.ly/l4T9309bOJC #insiderdealing
About a year ago from Neil Herbert's Twitter via Hootsuite
My latest article in Global Banking and Finance Review - What every SMF should be asking their employer ow.ly/8XY8308WUEp
FCA implements SMR principles to govern all firms ow.ly/cHjc308WUYJ #seniormanagersregime #FCA
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Neil Herbert, Director
Sue Carter, Director
Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance markets.
Wealth Management, Private Banking, Product Providers, IFAs
Investment Banks, Corporate Advisory, Asset Managers, Hedge Funds
People, Performance, Compliance
HRComply was founded in 2009, capitalising on many years spent assisting investment banks in delivering T&C and conduct solutions under FCA supervision. These included S166’s and ARROW or Thematic reviews.
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020 3176 7959 or email: firstname.lastname@example.org
Unit 1.02, Wenlock Studios, 50-52 Wharf Road,
London N1 7EU
As with all aspects of our platform, we focus on the people risks associated with Performance, Compliance and Conduct.
You can use the HRComply Platform to monitor standards and set Delivery, Knowledge and Competence KPI’s against all aspects of your staff’s GDPR compliance.
You can track, monitor and assess all of these in relation to GDPR – driving remediation and delivering effective risk management.
Effective MI and screen oversight gives you complete control.
Amongst other things – you can use the platform to:
For further details please contact us on 020 3176 7959 or email email@example.com