Complete peace of mind. A solution to all your requirements under the regime –
Assessment, Recording and Monitoring.
Online assessment and management software delivering 360° appraisals, real-time benchmarking, etc.
Developing, implementing T&C/Conduct processes and controls to meet key demands of FCA
Building competency sets, compliance processes, core business / personal objectives, KPI’s and CPD processes
Building training plans, delivering and monitoring CPD and training needs, flagging problems and shortfalls
Managing all your assessment, T&C and CPD needs for a fixed low annual subscription
U.K. Bank Operations, Tech Chiefs Come Under Regulators’ Gaze ow.ly/PXzC305t8L9 #semiormanagersregime
About 2 days ago from Neil Herbert's Twitter via Hootsuite
Investment banks keep hiring tight despite bond boom ow.ly/GdIv305t8Rs #seniormanagersregime
About 3 days ago from Neil Herbert's Twitter via Hootsuite
The stark reality of the SM&CR for HR Directors ow.ly/yCF9305bNgp
About a week ago from Neil Herbert's Twitter via Hootsuite
New accountability rules could make it harder to track advisers' past ow.ly/eKrE3051uCj #seniormanagersregime
About 2 weeks ago from Neil Herbert's Twitter via Hootsuite
New working group to help improve behaviour at big UK banks ow.ly/Kspj304Nb7n #UKbanks #seniormanagersregime
About 3 weeks ago from Neil Herbert's Twitter via Hootsuite
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Neil Herbert, Director
Sue Carter, Director
Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance markets.
Wealth Management, Private Banking, Product Providers, IFAs
Investment Banks, Corporate Advisory, Asset Managers, Hedge Funds
HRComply was founded by Neil Herbert and Sue Carter after they worked with a number of Investment Banks needing to deliver T&C/Conduct solutions under FCA supervision.
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+44 (0) 844 8794946
Unit 1.02, Wenlock Business Centre,
50-52 Wharf Road, London N1 7EU