Complete peace of mind. A solution to all your requirements under the regime –
Assessment, Recording and Monitoring.
Online assessment and management software delivering 360° appraisals, real-time benchmarking, etc.
Developing, implementing T&C/Conduct processes and controls to meet key demands of FCA
Building competency sets, compliance processes, core business / personal objectives, KPI’s and CPD processes
Building training plans, delivering and monitoring CPD and training needs, flagging problems and shortfalls
Managing all your assessment, T&C and CPD needs for a fixed low annual subscription
Pair plead guilty in insider trading case of Logica shares ow.ly/lspG306OR8B #insidertrading #marketabuse
About 4 days ago from Neil Herbert's Twitter via Hootsuite
Call for Evidence: A roadmap for fine-tuning rules for financial services to support growth and investment ow.ly/Mwmm306AbQN
Last week from Neil Herbert's Twitter via Hootsuite
ICAEW consults on banking regulatory ratios assurance framework ow.ly/3qTr306nxkF #seniormanagersregime
About 2 weeks ago from Neil Herbert's Twitter via Hootsuite
ORM within financial services – the state of play ow.ly/i1ps306nx42 #compliance #conductrisk
Does Trump Spell End of ‘Era of Compliance’? ow.ly/is2i306nwPx #compliance
About 3 weeks ago from Neil Herbert's Twitter via Hootsuite
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Neil Herbert, Director
Sue Carter, Director
Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance markets.
Wealth Management, Private Banking, Product Providers, IFAs
Investment Banks, Corporate Advisory, Asset Managers, Hedge Funds
HRComply was founded by Neil Herbert and Sue Carter after they worked with a number of Investment Banks needing to deliver T&C/Conduct solutions under FCA supervision.
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+44 (0) 844 8794946
Unit 1.02, Wenlock Business Centre,
50-52 Wharf Road, London N1 7EU