T&C and HR compliance for FCA regulated firms


Online assessment and management software delivering 360° appraisals, real-time benchmarking, etc.

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Defining your T&C needs

Developing, implementing T&C/Conduct processes and controls to meet key demands of FCA

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Designing your Programme

Building competency sets, compliance processes, core business / personal objectives, KPI’s and CPD processes

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Training and CPD Management

Building training plans, delivering and monitoring CPD and training needs, flagging problems and shortfalls

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Outsourced Assessment

Managing all your assessment, T&C and CPD needs for a fixed low annual subscription

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HR Consulting

Bridging the gap between HR and Compliance to deliver a fully integrated service

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From only £800 per month

Latest Tweets

Watching the ‘insiders’: the FCA’s fight against illicit traders in the City ow.ly/eKMH300u4zE #FCA #insiderdealing

About 6 days ago from Neil Herbert's Twitter via Hootsuite

"HRComplySoft has been a great success with staff – encouraging their participation in the T&C Management process."

Simon Woolton, Chief Operating Officer, Quayle Munro Limited

We work in three markets

Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance markets.


Retail Financial Services and Wealth Management (RDR)

Wealth Management, Private Banking, Product Providers, IFAs


Wholesale Investment and Banking Services

Investment Banks, Corporate Advisory, Asset Managers, Hedge Funds


Commercial and Retail Insurance

Carriers and


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