Complete peace of mind. A solution to all your requirements under the regime –
Assessment, Recording and Monitoring.
Online assessment and management software delivering 360° appraisals, real-time benchmarking, etc.
Developing, implementing T&C/Conduct processes and controls to meet key demands of FCA
Building competency sets, compliance processes, core business / personal objectives, KPI’s and CPD processes
Building training plans, delivering and monitoring CPD and training needs, flagging problems and shortfalls
Managing all your assessment, T&C and CPD needs for a fixed low annual subscription
FCA fines Jersey resident £60k for insider dealing ow.ly/QoAN302lsM3 #FCA #insiderdealing
About 4 days ago from Neil Herbert's Twitter via Hootsuite
City watchdog battles more market abuse and insider trading ow.ly/i21i302lsph #marketabuse #fca #insidertrading
About 6 days ago from Neil Herbert's Twitter via Hootsuite
Man at the top: What will Andrew Bailey bring to the FCA? ow.ly/Gs0F3027hcS #seniormanagersregime
About 2 weeks ago from Neil Herbert's Twitter via Hootsuite
EU instigates new rules to fight insider dealing and market manipulation ow.ly/dSQi301U9vf #insiderdealing
About 3 weeks ago from Neil Herbert's Twitter via Hootsuite
Latest bit of red tape designed to prevent market abuse comes into force today ow.ly/ebXY301UdTO #marketabuse
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Neil Herbert, Director
Sue Carter, Director
Andy King, Head of Sales
Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance markets.
Wealth Management, Private Banking, Product Providers, IFAs
Investment Banks, Corporate Advisory, Asset Managers, Hedge Funds
HRComply was founded by Neil Herbert and Sue Carter after they worked with a number of Investment Banks needing to deliver T&C/Conduct solutions under FCA supervision.
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+44 (0) 844 8794946
Unit 1.02, Wenlock Business Centre,
50-52 Wharf Road, London N1 7EU