Complete peace of mind. A solution to all your requirements under the regime –
Assessment, Recording and Monitoring.
Online assessment and management software delivering 360° appraisals, real-time benchmarking, etc.
Developing, implementing T&C/Conduct processes and controls to meet key demands of FCA
Building competency sets, compliance processes, core business / personal objectives, KPI’s and CPD processes
Building training plans, delivering and monitoring CPD and training needs, flagging problems and shortfalls
Managing all your assessment,
T&C and CPD needs for a fixed low annual subscription
Global regulatory body to launch fresh probe into ETFs ow.ly/1U3i30gZvNu #EFT
About 3 months ago from Neil Herbert's Twitter via Hootsuite
State of relations: financial institutions and regulators ow.ly/KMtu309oJ9G #financialregulation #insiderdealing
Last year from Neil Herbert's Twitter via Hootsuite
Insider dealing claim false, Börse chief says ow.ly/l4T9309bOJC #insiderdealing
About a year ago from Neil Herbert's Twitter via Hootsuite
My latest article in Global Banking and Finance Review - What every SMF should be asking their employer ow.ly/8XY8308WUEp
FCA implements SMR principles to govern all firms ow.ly/cHjc308WUYJ #seniormanagersregime #FCA
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Neil Herbert, Director
Sue Carter, Director
Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance markets.
Wealth Management, Private Banking, Product Providers, IFAs
Investment Banks, Corporate Advisory, Asset Managers, Hedge Funds
People, Performance, Compliance
HRComply was founded by Neil Herbert and Sue Carter after they worked with a number of Investment Banks needing to deliver T&C/Conduct solutions under FCA supervision.
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+44 (0) 203 176 7959
Unit 1.02, Wenlock Studios,
50-52 Wharf Road, London N1 7EU