T&C and HR compliance for FCA regulated firms

 

HRComplySoft

Online assessment and management software delivering 360° appraisals, real-time benchmarking, etc.

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Defining your T&C needs

Developing, implementing T&C/Conduct processes and controls to meet key demands of FCA

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Designing your Programme

Building competency sets, compliance processes, core business / personal objectives, KPI’s and CPD processes

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Training and CPD Management

Building training plans, delivering and monitoring CPD and training needs, flagging problems and shortfalls

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Outsourced Assessment

Managing all your assessment, T&C and CPD needs for a fixed low annual subscription

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HR Consulting

Bridging the gap between HR and Compliance to deliver a fully integrated service

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We work in three markets

Our software, support and consulting services are designed to support the differing regulatory needs of the retail, non-retail and insurance markets.

financial-markets-companies

Retail Financial Services and Wealth Management (RDR)

Wealth Management, Private Banking, Product Providers, IFAs

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Wholesale Investment and Banking Services

Investment Banks, Corporate Advisory, Asset Managers, Hedge Funds

llyods-building-london

Commercial and Retail Insurance

Carriers and
Intermediaries

HRComplySoft

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