About Us

HRComply was founded by Neil Herbert and Sue Carter. They had both assisted a number of Investment Banks in delivering T&C and conduct solutions under FCA supervision. These included S166’s and ARROW or Thematic reviews.

They worked closely with the firms’ Compliance and Risk teams, the appointed Skilled Person consultants and – by extension – the FCA to design a scalable, online T&C management system.

The result was HRComplySoft and a range of outsourced and consulting driven HR services that together make up the HRComply product portfolio.

As new regulatory structures have been introduced, Sue and Neil have worked with their clients to develop the software further, to its current three-module structure.

Between them, they have over 30 years’ of practical City HR experience.

Neil Herbert, Director of HRComply.

Neil Herbert Director

Neil is a graduate of Business and Economics and has held various senior HR roles within investment banks and broking firms. His consulting career spans the last 10 years and he has delivered HR and T&C Regulatory solutions to a wide range of clients – from large investment banks to small brokers.

T: +44 (0) 20 3176 7859

Sue Carter, Director, HRComply.

Sue Carter Director

Sue has a Masters in Strategic Human Resources and is a Chartered Member of the Chartered Institute of Personnel & Development (CIPD). She has developed her HR and regulatory expertise in both managerial and consultancy roles working with asset management, investment banking and stock broking companies, assisting the management of those companies to meet their T&C and conduct-based regulatory obligations.

T: 44 (0) 20 3176 7868