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February 15, 2017

Global Banking & Finance Review – February 2017

What would you do if things go wrong and you’re under FCA scrutiny?

What, if anything, would you do if things go wrong and you find yourself being held accountable and under FCA scrutiny? Is there any guarantee that your firm would defend you and / or fund your defence, should it prove necessary? You should have this in writing. FCA investigations typically take 18 months or more plus – legal fees build up rapidly!

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