June 14, 2014

Article in Global Banking & Finance Review – 20 June 2014

A New Supervisory Model for Financial Firms

Since its formation in 2013, the Financial Conduct Authority has made it clear that it is no longer interested in routine compliance processes. The FCA’s focus is now on how the Compliance team, training and competence (T&C) programmes and the firm’s broader compliance culture deliver the ultimate customer experience.

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By Neil Herbert Articles Blog Share:
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